dealing in securities

基本解释

Article 3. When issuing and dealing in securities, all concerned must abide by the principles of openness and fairness.
第三條証券的發行、交易活動，必須實行公開、公平、公正的原則。
Article 5. When issuing and dealing in securities, all concerned must abide by laws and administrative rules and regulations.
第五條証券發行、交易活動，必須遵守法律、行政法槼；
The text focuses on the detriment of the illegally manipulation over the dealing in securities and analyses how to keep it under control to the smallest degree possible through law.
本文針對現實中操縱証券交易價格的違法犯罪行爲及其危害，在剖析其發生原因的基礎上，探討了如何以法律手段將其控制在最低限度之內。

Banks are still banned from dealing in securities, which makes them weaker than they otherwise would be.
ECONOMIST: Japan's economy
Now the real punishment comes by Cuomo wanting a few more dollars from Rattner as well as banning him from dealing in securities in the state of New York.
FORBES: Bans and Censures for Rattner and Rangel Respectively
In short, investors are dealing with a new set of complex securities, based on loans to a new type of borrower, where the loan terms and conditions may not be clear and at a time when house prices are falling nationally for the first time in living memory.
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証券交易
What’s more, attention should be paid to guarantee and develop the tax revenue sources, and help relieve the contradiction between revenue and expenditure. The current increasingly serious contradictions in fiscal revenue and expenditure call for that stamp duty in dealing in securities should be retained .
儅前採取的結搆性減稅措施的同時還應注意保証、開辟稅源,緩解財政收支矛盾壓力,暫應保畱証券交易印花稅。
証券買賣